| FUND | Date | Direction | Ticker | ISIN | Name | Shares | % of ETF |
| ARKG | 2023/01/20 | Buy | CERS | US1570851014 | CERUS CORP | 418383 | 0.0604 |
| ARKG | 2023/01/20 | Buy | BEAM | US07373V1052 | BEAM THERAPEUTICS INC | 15744 | 0.0311 |
| ARKG | 2023/01/20 | Buy | SLGC | US83444K1051 | SOMALOGIC INC | 49934 | 0.0078 |
| ARKG | 2023/01/20 | Buy | CMPS | US20451W1018 | COMPASS PATHWAYS PLC | 39497 | 0.0177 |
| ARKG | 2023/01/20 | Sell | BLI | US0843101017 | BERKELEY LIGHTS INC | 56889 | 0.006 |
| ARKG | 2023/01/20 | Sell | ONVO | US68620A2033 | ORGANOVO HOLDINGS INC | 2205 | 0.0002 |
| ARKG | 2023/01/20 | Sell | ATAI | NL0015000DX5 | ATAI LIFE SCIENCES NV | 24926 | 0.0022 |
| ARKQ | 2023/01/20 | Sell | NIU | US65481N1000 | NIU TECHNOLOGIES 小牛科技 | 64921 | 0.0386 |
| ARKQ | 2023/01/20 | Sell | ONVO | US68620A2033 | ORGANOVO HOLDINGS INC | 1036 | 0.0002 |
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