| FUND | Date | Direction | Ticker | ISIN | Name | Shares | % of ETF |
| ARKG | 2022-10-11 | Buy | CMPS | US20451W1018 | COMPASS PATHWAYS PLC | 205669 | 0.1026 |
| ARKG | 2022-10-11 | Buy | NRIX | US67080M1036 | NURIX THERAPEUTICS INC | 171799 | 0.0819 |
| ARKG | 2022-10-11 | Buy | CDNA | US14167L1035 | CAREDX INC | 148984 | 0.1072 |
| ARKG | 2022-10-11 | Sell | SGFY | US82671G1004 | SIGNIFY HEALTH INC | 277290 | 0.352 |
| ARKK | 2022-10-11 | Sell | BLI | US0843101017 | BERKELEY LIGHTS INC | 40000 | 0.0015 |
| ARKX | 2022-10-11 | Buy | RKLB | US7731221062 | ROCKET LAB USA INC | 134969 | 0.2174 |
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