| FUND | Date | Direction | Ticker | ISIN | Name | Shares | % of ETF |
| ARKG | 2022-10-13 | Buy | CMPS | US20451W1018 | COMPASS PATHWAYS PLC | 48002 | 0.0214 |
| ARKG | 2022-10-13 | Buy | NRIX | US67080M1036 | NURIX THERAPEUTICS INC | 53617 | 0.0256 |
| ARKG | 2022-10-13 | Buy | CDNA | US14167L1035 | CAREDX INC | 56871 | 0.0413 |
| ARKG | 2022-10-13 | Sell | SGFY | US82671G1004 | SIGNIFY HEALTH INC | 105000 | 0.1351 |
| ARKK | 2022-10-13 | Sell | BLI | US0843101017 | BERKELEY LIGHTS INC | 11720 | 0.0005 |
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